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TAM Yee Hang

譚綺蘅
CE AUT514Licensed IndividualSFO licence active
Official SFC record

TAM Yee Hang (CE number AUT514) is an individual licensed by the Hong Kong SFC. First licensed on 2010-02-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMorningstar Investment Management Asia Limited

Licence Record (3)

2014-11-17 – present Current
Morningstar Investment Management Asia Limited Rep
RA 4
2010-12-29 – 2013-10-08
Emperor Securities Limited Rep
RA 1 RA 4
2010-02-23 – 2010-09-03
Access Investment Management (H.K.) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUT514