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HUI Daniel Ka Chung

許家聰
CE AUP690Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUI Daniel Ka Chung (CE number AUP690) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-29. Their SFC licence is currently active. Accredited for regulated activities Type 2 (Futures dealing), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBANDS Financial Limited
磐石金融有限公司
RepresentativeBANDS Capital Management Limited
磐石資產管理有限公司

Licence Record (6)

2018-11-07 – present Current
BANDS Financial Limited RO
RA 2 RA 5
2015-10-23 – 2018-11-07
BANDS Financial Limited Rep
RA 2
2012-10-10 – 2015-06-01
Jefferies Hong Kong Limited Rep
RA 2
2012-08-13 – 2012-11-30
Jefferies Bache (Hong Kong) Limited Rep
RA 2
2010-01-29 – 2012-07-11
Newedge Broker Hong Kong Limited Rep
RA 2
2010-01-29 – 2012-07-11
SG Asset Finance (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUP690