Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TSOI Ka Wai, Derek

蔡家威
CE AUP395Licensed IndividualSFO licence active
Official SFC record

TSOI Ka Wai, Derek (CE number AUP395) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFE Securities Limited
廣利證券有限公司

Licence Record (6)

2021-04-12 – present Current
FE Securities Limited Rep
RA 1
2020-06-09 – 2021-03-31
Seaga International Limited Rep
RA 1
2017-09-11 – 2020-04-30
Tang Ping Kong Limited Rep
RA 1 RA 4
2016-01-28 – 2017-07-31
Celestial Securities Limited Rep
RA 1
2015-07-09 – 2015-10-06
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2010-01-22 – 2015-06-13
Chow Sang Sang Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUP395