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LEE Ying Kin

李英健
CE AUO103Licensed IndividualSFO licence active
Official SFC record

LEE Ying Kin (CE number AUO103) is an individual licensed by the Hong Kong SFC. First licensed on 2010-02-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeSouth China Capital Limited
南華融資有限公司
RepresentativeSouth China Securities Limited
南華證券投資有限公司

Licence Record (12)

2026-05-04 – present Current
South China Securities Limited Rep
RA 1
2026-05-04 – present Current
South China Capital Limited Rep
RA 6
2024-08-19 – 2026-03-16
Alliance Capital Partners Limited Rep
RA 1 RA 6
2023-08-07 – 2024-06-19
Equities First Holdings Hong Kong Limited Rep
RA 1
2022-09-02 – 2023-07-15
China Industrial Securities International Capital Limited RO
RA 6
2018-09-21 – 2023-07-15
China Industrial Securities International Capital Limited Rep
RA 1 RA 6
2018-07-05 – 2018-09-05
Mason Global Capital Limited Rep
RA 6
2016-12-09 – 2018-09-05
Mason Securities Limited Rep
RA 1
2011-08-08 – 2016-01-15
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2011-08-08 – 2012-01-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1
2010-02-25 – 2011-07-29
Haitong International Securities Company Limited Rep
RA 1
2010-02-25 – 2011-07-29
Haitong International Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUO103