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SU Tao

蘇濤
CE AUN077Licensed IndividualSFO licence active
Official SFC record

SU Tao (CE number AUN077) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePing An Securities (Hong Kong) Company Limited
平安證券（香港）有限公司

Licence Record (4)

2019-12-11 – present Current
Ping An Securities (Hong Kong) Company Limited Rep
RA 1 RA 4
2012-02-23 – 2020-03-27
Ping An Securities (Hong Kong) Holdings Company Limited Rep
RA 1 RA 4
2010-09-24 – 2012-02-09
Kingston Securities Limited Rep
RA 1
2010-01-21 – 2010-09-10
Winwin Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUN077