Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SIM Emily Shao Hua

沈曉華
CE AUM601Licensed IndividualSFO licence active
Official SFC record

SIM Emily Shao Hua (CE number AUM601) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePolymer Capital Management (HK) Limited
柏駿資本管理(香港)有限公司

Licence Record (4)

2026-03-12 – present Current
Polymer Capital Management (HK) Limited Rep
RA 9
2025-12-05 – 2026-02-28
Pacific Alliance Investment Management (HK) Limited RO
RA 1
2017-08-24 – 2025-12-05
Pacific Alliance Investment Management (HK) Limited Rep
RA 1
2010-01-15 – 2017-07-06
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUM601