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KWAN Yuen On

關苑安
CE AUL761Licensed IndividualSFO licence active
Official SFC record

KWAN Yuen On (CE number AUL761) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-05. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBTIG Hong Kong Limited

Licence Record (3)

2018-12-06 – present Current
BTIG Hong Kong Limited Rep
RA 1
2015-06-15 – 2018-11-23
SDIC Securities (Hong Kong) Limited Rep
RA 1
2010-01-05 – 2015-05-30
Haitong International Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUL761