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CHAN Dixon

陳廸舜
CE AUL684Licensed IndividualSFO licence active
Official SFC record

CHAN Dixon (CE number AUL684) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeT.F.S. Derivatives HK Limited

Licence Record (4)

2019-07-22 – present Current
T.F.S. Derivatives HK Limited Rep
RA 2
2013-06-26 – 2013-10-11
Rich Union Securities (H.K.) Limited Rep
RA 1
2009-12-30 – 2010-09-01
Phillip Securities (Hong Kong) Limited Rep
RA 1
2009-12-30 – 2010-09-01
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUL684