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LAU Yee Lok, Glory

劉以諾
CE AUJ784Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Yee Lok, Glory (CE number AUJ784) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficeriFAST Financial (HK) Limited
奕豐金融(香港)有限公司
Responsible OfficeriFAST Securities (HK) Limited
奕豐證券(香港)有限公司

Licence Record (4)

2022-12-06 – present Current
iFAST Financial (HK) Limited RO
RA 1 RA 4 RA 9
2022-12-06 – present Current
iFAST Securities (HK) Limited RO
RA 1
2018-06-28 – 2020-02-13
iFAST Global Markets (HK) Limited Rep
RA 1
2010-01-18 – 2022-12-06
iFAST Financial (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUJ784