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CHAN Yiu Yan

陳垚茵
CE AUJ215Licensed IndividualSFO licence active
Official SFC record

CHAN Yiu Yan (CE number AUJ215) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-17. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (3)

2013-02-01 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2012-06-14 – 2012-08-01
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1
2009-12-17 – 2012-08-01
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUJ215