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TAM Shing Tak

譚聖德
CE AUI999Licensed IndividualSFO licence active
Official SFC record

TAM Shing Tak (CE number AUI999) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeEddid Capital Limited
艾德資本有限公司
RepresentativeEddid Securities and Futures Limited
艾德證券期貨有限公司

Licence Record (16)

2025-09-04 – present Current
Eddid Capital Limited Rep
RA 1 RA 6
2025-09-04 – present Current
Eddid Securities and Futures Limited Rep
RA 1
2019-09-05 – 2025-03-03
Solomon JFZ (Asia) Holdings Limited RO
RA 1 RA 4 RA 6 RA 9
2019-05-23 – 2019-06-21
HF Asset Management Limited RO
RA 9
2019-03-18 – 2019-06-21
HF Securities and Futures Limited RO
RA 1 RA 2
2017-10-11 – 2019-02-08
Ruibang Securities Limited RO
RA 1 RA 4
2017-08-22 – 2017-10-11
Ruibang Securities Limited Rep
RA 1
2016-11-04 – 2017-08-11
Arta Global Markets Limited Rep
RA 1
2016-11-04 – 2017-08-11
Arta Global Futures Limited Rep
RA 2
2013-08-19 – 2016-10-29
Zhongtai International Securities Limited Rep
RA 1
2013-08-19 – 2016-10-29
Zhongtai International Futures Limited Rep
RA 2
2011-05-24 – 2013-08-12
Everbright Securities Digital Finance (HK) Limited Rep
RA 1
2011-05-24 – 2013-08-12
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2011-05-24 – 2013-08-12
CES Commodities (HK) Limited Rep
RA 2
2009-12-18 – 2011-04-27
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2009-12-18 – 2011-04-27
Bright Smart Futures & Commodities Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUI999