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CHAN Yat Tan

陳一丹
CE AUI433Licensed IndividualSFO licence active
Official SFC record

CHAN Yat Tan (CE number AUI433) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeProvident Futures (Hong Kong) Limited
寶山期貨（香港）有限公司

Licence Record (6)

2026-01-05 – present Current
Provident Futures (Hong Kong) Limited Rep
RA 2
2021-05-20 – 2025-10-13
Zhicheng International Financial Company Limited RO
RA 2
2019-09-13 – 2021-05-20
Zhicheng International Financial Company Limited Rep
RA 2
2013-09-11 – 2019-07-05
Holly International Financial Holdings Limited Rep
RA 2
2009-12-16 – 2012-09-01
Oriental Wealth Securities Limited Rep
RA 1
2009-12-16 – 2012-09-01
Oriental Wealth Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUI433