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WANG Mingjun

王明俊
CE AUI083Licensed IndividualSFO licence active
Official SFC record

WANG Mingjun (CE number AUI083) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeOrient Asset Management (Hong Kong) Limited
東方資產管理(香港)有限公司
RepresentativeOrient Futures (Hong Kong) Limited
東方期貨(香港)有限公司
RepresentativeOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (5)

2017-09-25 – present Current
Orient Securities (Hong Kong) Limited Rep
RA 1
2017-09-25 – present Current
Orient Futures (Hong Kong) Limited Rep
RA 2
2017-09-25 – present Current
Orient Asset Management (Hong Kong) Limited Rep
RA 9
2009-12-10 – 2017-08-25
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2009-12-10 – 2017-08-25
CITIC Securities Futures (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUI083