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LO Ka Leong

羅家亮
CE AUH576Licensed IndividualSFO licence active
Official SFC record

LO Ka Leong (CE number AUH576) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-06. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHarvest Global Investments Limited
嘉實國際資產管理有限公司

Licence Record (5)

2018-06-15 – present Current
Harvest Global Investments Limited Rep
RA 4 RA 9
2018-04-11 – 2018-05-30
MIB Securities (Hong Kong) Limited RO
RA 4
2014-07-10 – 2018-04-11
MIB Securities (Hong Kong) Limited Rep
RA 4
2011-08-23 – 2014-04-30
Religare Capital Markets (Hong Kong) Limited Rep
RA 4
2010-01-06 – 2011-06-20
Samsung Securities (Asia) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUH576