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KWOK Tsz Ching

郭子靜
CE AUH399Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Tsz Ching (CE number AUH399) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerTai Shing Stock Investment Co. Limited
大盛証券投資有限公司
RepresentativeTai Shing Stock Investment Co. Limited
大盛証券投資有限公司

Licence Record (2)

2017-04-06 – present Current
Tai Shing Stock Investment Co. Limited RO
RA 1
2009-12-03 – present Current
Tai Shing Stock Investment Co. Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUH399