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ZHOU Tingting

周婷婷
CE AUG803Licensed IndividualSFO licence active
Official SFC record

ZHOU Tingting (CE number AUG803) is an individual licensed by the Hong Kong SFC. First licensed on 2009-11-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMega Success Investment Management Limited
東方融暢資產管理有限公司

Licence Record (7)

2026-10-08 – present Current
Mega Success Investment Management Limited Rep
RA 9
2024-01-08 – 2026-04-30
Pacific Crest Partners Limited RO
RA 9
2020-07-10 – 2023-05-10
Golden K2 Securities Limited Rep
RA 1 RA 6
2020-07-10 – 2023-05-10
Maxcess Capital Limited Rep
RA 4
2017-08-21 – 2018-03-22
SDIC Securities Corporate Finance (Hong Kong) Limited Rep
RA 6
2017-06-26 – 2020-07-07
SDIC Securities (Hong Kong) Limited Rep
RA 1 RA 4
2009-11-30 – 2009-12-22
China Shenghai Investment Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUG803