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LI Ken Ning

李鍵靈
CE AUE960Licensed IndividualSFO licence active
Official SFC record

LI Ken Ning (CE number AUE960) is an individual licensed by the Hong Kong SFC. First licensed on 2009-11-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWellington Management Hong Kong Limited
威靈頓管理香港有限公司

Licence Record (4)

2021-08-04 – present Current
Wellington Management Hong Kong Limited Rep
RA 1 RA 4
2016-07-12 – 2021-01-18
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 4 RA 9
2016-07-12 – 2019-11-08
JF International Management Inc. Rep
RA 4 RA 9
2009-11-25 – 2021-01-18
JPMorgan Funds (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUE960