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LAM Yin Ki

林燕淇
CE AUC923Licensed IndividualSFO licence active
Official SFC record

LAM Yin Ki (CE number AUC923) is an individual licensed by the Hong Kong SFC. First licensed on 2009-11-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCore Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
RepresentativeCore Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司

Licence Record (4)

2016-07-01 – present Current
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2011-09-20 – present Current
Core Pacific-Yamaichi Futures (H.K.) Limited Rep
RA 2
2009-11-06 – 2016-06-30
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2009-11-06 – 2016-06-30
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUC923