WONG Wai Shan

黃偉山

CE AUA951Licensed IndividualResponsible OfficerSFO licence active

WONG Wai Shan (CE number AUA951) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司

Licence Record (11)

2026-05-11 – present Current

Esperanza Fintech (Securities) Limited RO

RA 4 RA 9

2026-03-25 – 2026-05-11

Esperanza Fintech (Securities) Limited Rep

RA 4 RA 9

2025-03-06 – 2026-03-23

Victoria International Asset Management Limited Rep

RA 4 RA 9

2024-05-03 – 2025-01-22

Alpha Asset Management (HK) Limited Rep

RA 4 RA 9

2023-12-20 – 2024-04-16

FBG Global Assets Limited Rep

RA 4 RA 9

2021-08-19 – 2023-10-31

Marketsense Asset Management Limited RO

RA 9

2021-05-27 – 2022-07-27

Marketsense Asset Management Limited Rep

RA 9

2020-07-17 – 2021-05-20

GFH Ace Asset Management (HK) Company Limited RO

RA 9

2018-10-09 – 2019-12-02

Tiger Securities Asset Management Company Limited Rep

RA 9

2016-06-02 – 2016-12-03

Zhongtai International Capital Limited Rep

RA 1 RA 6

2009-12-15 – 2012-02-20

Shun Heng Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUA951