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XU Sixiao

徐思曉
CE AUA948Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XU Sixiao (CE number AUA948) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerToroa Management (HK) Limited
信為資管(香港)有限公司

Licence Record (4)

2021-06-25 – present Current
Toroa Management (HK) Limited RO
RA 9
2017-07-31 – 2020-11-30
Ishana Capital Limited RO
RA 9
2013-03-19 – 2017-05-31
Turiya Advisors Asia Limited Rep
RA 9
2009-10-23 – 2012-02-16
Blackstone Group (HK) Limited, The Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUA948