YAU Chi Wai

邱志偉

CE AUA441Licensed IndividualResponsible OfficerSFO licence active

YAU Chi Wai (CE number AUA441) is an individual licensed by the Hong Kong SFC. First licensed on 2009-11-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Central International Securities Limited 中環國際證券有限公司

Licence Record (12)

2026-06-16 – present Current

Central International Securities Limited RO

RA 1 RA 4

2025-09-17 – 2026-05-10

Mint Capital Limited RO

RA 4 RA 9

2024-08-28 – 2025-09-12

Pulun International Securities Limited RO

RA 1 RA 4

2024-08-28 – 2025-09-12

Pulun International Asset Management Limited RO

RA 9

2020-06-22 – 2025-09-12

Pulun International Capital Limited RO

RA 6

2020-05-05 – 2020-06-22

Pulun International Capital Limited Rep

RA 6

2015-08-03 – 2020-02-25

RaffAello Capital Limited RO

RA 6

2015-06-17 – 2015-08-03

RaffAello Capital Limited Rep

RA 6

2015-02-04 – 2015-06-14

Fortune Financial Capital Limited RO

RA 6

2013-10-02 – 2015-06-14

Fortune (HK) Securities Limited Rep

RA 1

2013-10-02 – 2015-02-04

Fortune Financial Capital Limited Rep

RA 6

2009-11-03 – 2013-09-22

SinoPac Securities (Asia) Limited Rep

RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUA441