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TONG Alex Chi Kai

湯熾佳
CE ATX897Licensed IndividualSFO licence active
Official SFC record

TONG Alex Chi Kai (CE number ATX897) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTora Trading Services Limited

Licence Record (6)

2014-12-16 – present Current
Tora Trading Services Limited Rep
RA 1 RA 2 RA 7
2014-10-28 – 2014-11-17
SinoPac Asset Management (Asia) Limited Rep
RA 1
2014-05-13 – 2014-11-17
SinoPac Securities (Asia) Limited Rep
RA 1 RA 2
2013-04-03 – 2013-06-01
Yue Xiu Securities Company Limited Rep
RA 1
2010-03-19 – 2010-04-08
KGI Futures (Hong Kong) Limited Rep
RA 2
2009-10-13 – 2010-04-08
KGI Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATX897