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GONG Min

鞏旻
CE ATX842Licensed IndividualSFO licence active
Official SFC record

GONG Min (CE number ATX842) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-12. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUBS Securities Asia Limited

Licence Record (3)

2017-07-19 – present Current
UBS Securities Asia Limited Rep
RA 4
2011-08-16 – 2017-05-25
Citigroup Global Markets Asia Limited Rep
RA 4
2009-10-12 – 2011-07-30
Nomura International (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATX842