NG Siu Fai, Stephen

吳兆輝

CE ATX477Licensed IndividualResponsible OfficerSFO licence active

NG Siu Fai, Stephen (CE number ATX477) is an individual licensed by the Hong Kong SFC. First licensed on 2009-11-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	SinoPro Securities Limited 中益證券有限公司

Licence Record (12)

2024-01-23 – present Current

SinoPro Securities Limited RO

RA 1 RA 4 RA 9

2022-06-02 – 2024-01-14

Aurumx Capital (HK) Limited RO

RA 4 RA 9

2022-05-31 – 2024-01-14

EBANG SECURITIES INTERNATIONAL (HK) LIMITED RO

RA 1

2019-04-18 – 2021-09-27

Goldhorse Securities Limited RO

RA 1 RA 4

2019-04-18 – 2021-03-12

Wei Da Asset Management Limited RO

RA 9

2017-07-17 – 2018-07-28

The Core Securities Company Limited RO

RA 1 RA 4 RA 9

2017-05-18 – 2017-07-15

Silver Nile Global Investments Limited RO

RA 1 RA 4 RA 9

2016-10-20 – 2016-12-31

China Zhong Heng Finance Group Limited RO

RA 1 RA 4 RA 9

2010-07-29 – 2011-03-11

Chief Securities Limited Rep

RA 1

2010-07-29 – 2011-03-11

Chief Commodities Limited Rep

RA 2

2010-07-02 – 2010-07-02

SSC Mandarin Financial Services Limited Rep

RA 4

2009-11-04 – 2010-07-02

SSC Mandarin Financial Services Limited RO

RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATX477