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LAM Wai Na

林慧娜
CE ATT647Licensed IndividualSFO licence active
Official SFC record

LAM Wai Na (CE number ATT647) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeLuk Fook Futures (HK) Limited
六福期貨(香港)有限公司
RepresentativeLuk Fook Securities (HK) Limited
六福證券(香港)有限公司

Licence Record (4)

2012-01-04 – present Current
Luk Fook Futures (HK) Limited Rep
RA 2
2011-12-02 – present Current
Luk Fook Securities (HK) Limited Rep
RA 1 RA 9
2010-02-09 – 2011-11-25
CES Commodities (HK) Limited Rep
RA 2
2009-10-09 – 2011-11-25
Everbright Securities Investment Services (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATT647