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CHAN Raymond Siu Lun

陳肇倫
CE ATT484Licensed IndividualSFO licence active
Official SFC record

CHAN Raymond Siu Lun (CE number ATT484) is an individual licensed by the Hong Kong SFC. First licensed on 2009-09-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKorea Investment & Securities Asia Limited
韓國投資證券亞洲有限公司

Licence Record (7)

2020-11-04 – present Current
Korea Investment & Securities Asia Limited Rep
RA 1 RA 4
2021-01-04 – 2025-02-16
Korea Investment & Securities Asia Limited RO
RA 1 RA 4
2020-07-03 – 2020-08-14
East Eagle Asset Management Holdings Limited RO
RA 4 RA 9
2019-08-15 – 2020-07-03
East Eagle Asset Management Holdings Limited Rep
RA 4 RA 9
2015-04-14 – 2020-03-18
Bali Securities Co. Limited RO
RA 1
2011-01-17 – 2015-04-14
Bali Securities Co. Limited Rep
RA 1
2009-09-23 – 2010-12-31
All Options Hong Kong Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATT484