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TSAI Yeung

蔡楊
CE ATS683Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSAI Yeung (CE number ATS683) is an individual licensed by the Hong Kong SFC. First licensed on 2009-09-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
RepresentativeCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (3)

2019-05-28 – present Current
Citigroup Global Markets Asia Limited RO
RA 6
2009-09-17 – present Current
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2009-09-17 – 2012-01-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATS683