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YEUNG Tak Wah

楊德華
CE ATR495Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YEUNG Tak Wah (CE number ATR495) is an individual licensed by the Hong Kong SFC. First licensed on 2009-09-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSilverbricks Asset Management Company Limited
元庫資産管理有限公司
Responsible OfficerSilverbricks Securities Company Limited
元庫證券有限公司

Licence Record (16)

2024-01-09 – 2026-07-11
Sky Wealth Asset Management Company Limited RO
RA 4 RA 9
2023-10-27 – 2024-01-09
Sky Wealth Asset Management Company Limited Rep
RA 4 RA 9
2023-05-19 – 2023-10-20
Frontier Capital Management Limited RO
RA 1 RA 9
2023-04-12 – 2023-10-20
Frontier Capital Management Limited Rep
RA 1 RA 4 RA 9
2021-06-02 – 2021-07-27
Conrad Investment Services Limited Rep
RA 1 RA 4 RA 9
2021-02-18 – 2021-05-31
Elstone Asset Management Limited RO
RA 4 RA 9
2020-07-02 – 2021-05-31
Apricot Capital (Hong Kong) Limited RO
RA 1 RA 4
2018-09-18 – 2023-03-17
Conrad Investment Services Limited RO
RA 1 RA 4 RA 9
2017-02-21 – 2018-07-18
Jakota Securities Group Limited RO
RA 1 RA 4
2014-04-04 – 2017-12-01
Jakota Securities Group Limited Rep
RA 1 RA 4
2011-07-25 – 2014-03-30
SDIC Securities (Hong Kong) Limited Rep
RA 1
2011-07-25 – 2014-03-30
SDIC Securities Futures (Hong Kong) Limited Rep
RA 2
2011-02-15 – 2011-07-22
East Asia Securities Company Limited Rep
RA 1
2011-02-15 – 2011-07-22
East Asia Futures Limited Rep
RA 2
2009-09-07 – 2010-11-10
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2009-09-07 – 2010-11-10
Bright Smart Futures & Commodities Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATR495