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TAM Siu Tong, Christopher

譚兆棠
CE ATO898Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAM Siu Tong, Christopher (CE number ATO898) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerButterfly Holding Limited
蝴蝶控股有限公司

Licence Record (8)

2025-10-31 – present Current
Butterfly Holding Limited RO
RA 4 RA 9
2022-11-28 – 2024-04-30
Nexara Asset Management Limited RO
RA 1 RA 4 RA 9
2022-10-26 – 2022-11-28
Nexara Asset Management Limited Rep
RA 1 RA 4 RA 9
2019-06-28 – 2022-08-31
HS Securities Limited RO
RA 1 RA 4 RA 9
2018-12-03 – 2019-06-27
CFS Capital Limited RO
RA 9
2016-12-05 – 2018-11-11
LW Asset Management Advisors Limited RO
RA 9
2015-08-18 – 2016-11-14
Kaisa Asset Management Limited RO
RA 4 RA 9
2009-10-21 – 2015-08-15
Sinovation Capital Asset Management Company Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATO898