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LEE Yin Lok, Frederick

李彥樂
CE ATO882Licensed IndividualSFO licence active
Official SFC record

LEE Yin Lok, Frederick (CE number ATO882) is an individual licensed by the Hong Kong SFC. First licensed on 2009-09-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeKingston Futures Limited
金利豐期貨有限公司
RepresentativeKingston Securities Limited
金利豐證券有限公司

Licence Record (6)

2015-06-15 – present Current
Kingston Futures Limited Rep
RA 2
2010-11-12 – present Current
Kingston Securities Limited Rep
RA 1
2011-09-26 – 2014-01-13
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2011-09-26 – 2014-01-13
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1
2011-09-26 – 2014-01-13
Core Pacific-Yamaichi Futures (H.K.) Limited Rep
RA 2
2009-09-08 – 2010-10-25
CASH Wealth Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATO882