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CHAN Che Yan

陳智仁
CE ATO706Licensed IndividualSFO licence active
Official SFC record

CHAN Che Yan (CE number ATO706) is an individual licensed by the Hong Kong SFC. First licensed on 2009-09-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeFulbright Futures Limited
富昌期貨有限公司
RepresentativeFulbright Securities Limited
富昌證券有限公司

Licence Record (5)

2011-01-10 – present Current
Fulbright Securities Limited Rep
RA 1 RA 4
2011-01-10 – present Current
Fulbright Futures Limited Rep
RA 2 RA 5
2012-05-23 – 2024-08-09
Fulbright Asset Management Limited Rep
RA 9
2010-04-14 – 2010-09-30
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 2
2009-09-15 – 2010-03-22
Cinda International Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATO706