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CAI Daniel, Christian

CE ATO217Licensed IndividualSFO licence active
Official SFC record

CAI Daniel, Christian (CE number ATO217) is an individual licensed by the Hong Kong SFC. First licensed on 2009-08-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeY-Intercept (Hong Kong) Limited
縱盈資本（香港）有限公司

Licence Record (5)

2023-09-28 – present Current
Y-Intercept (Hong Kong) Limited Rep
RA 9
2021-12-14 – 2023-06-22
Privium Fund Management (HK) Limited Rep
RA 9
2017-07-19 – 2019-02-28
Millennium Capital Management (Hong Kong) Limited Rep
RA 9
2016-01-05 – 2017-03-10
SG Securities (HK) Limited RO
RA 1 RA 2 RA 7
2009-08-17 – 2021-10-19
SG Securities (HK) Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATO217