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LAU Siu Kau

劉紹裘
CE ATN414Licensed IndividualSFO licence active
Official SFC record

LAU Siu Kau (CE number ATN414) is an individual licensed by the Hong Kong SFC. First licensed on 2009-08-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeEmperor Securities Limited
英皇證券有限公司
RepresentativeEmperor Wealth Management Limited
英皇財富管理有限公司

Licence Record (3)

2011-03-09 – present Current
Emperor Securities Limited Rep
RA 1
2011-03-09 – present Current
Emperor Wealth Management Limited Rep
RA 1
2009-08-17 – 2011-01-31
PFC International Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATN414