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ZHU Hongxia

諸紅霞
CE ATM945Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHU Hongxia (CE number ATM945) is an individual licensed by the Hong Kong SFC. First licensed on 2009-08-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (3)

2025-04-01 – present Current
Daiwa Capital Markets Hong Kong Limited RO
RA 1 RA 2 RA 4 RA 6
2009-09-22 – 2025-04-01
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 2 RA 4
2009-08-03 – 2012-01-30
Daiwa Institute of Research (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATM945