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LI Qianxin

栗潛心
CE ATM617Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Qianxin (CE number ATM617) is an individual licensed by the Hong Kong SFC. First licensed on 2009-08-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCCB International Asset Management Limited
建銀國際資產管理有限公司

Licence Record (3)

2018-02-27 – present Current
CCB International Asset Management Limited RO
RA 1 RA 4 RA 9
2011-11-01 – 2018-02-27
CCB International Asset Management Limited Rep
RA 1 RA 4 RA 9
2009-08-31 – 2011-07-11
Vision Capital Investment Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATM617