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LO Man Ching

盧敏禎
CE ATL695Licensed IndividualSFO licence active
Official SFC record

LO Man Ching (CE number ATL695) is an individual licensed by the Hong Kong SFC. First licensed on 2009-07-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeEast Asia Futures Limited
東亞期貨有限公司
RepresentativeEast Asia Securities Company Limited
東亞證券有限公司

Licence Record (7)

2023-04-03 – present Current
East Asia Futures Limited Rep
RA 2
2012-06-04 – present Current
East Asia Securities Company Limited Rep
RA 1
2016-09-01 – 2023-03-11
Shacom Futures Limited Rep
RA 2 RA 5
2010-06-14 – 2012-05-19
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2010-06-14 – 2012-05-19
Phillip Commodities (HK) Limited Rep
RA 2 RA 3
2009-07-27 – 2010-06-05
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2009-07-27 – 2010-06-05
CES Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATL695