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LO Chi Chung

盧智聰
CE ATJ130Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Chi Chung (CE number ATJ130) is an individual licensed by the Hong Kong SFC. First licensed on 2009-07-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPolymer Capital Management (HK) Limited
柏駿資本管理(香港)有限公司

Licence Record (4)

2020-06-04 – present Current
Polymer Capital Management (HK) Limited RO
RA 1 RA 4 RA 9
2020-05-07 – 2020-06-04
Polymer Capital Management (HK) Limited Rep
RA 9
2019-06-13 – 2020-05-07
Pacific Alliance Investment Management (HK) Limited Rep
RA 9
2009-07-17 – 2019-04-19
Point72 Hong Kong Limited Rep
RA 1 RA 2 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATJ130