Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEE Soo Cheon

CE ATI488Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Soo Cheon (CE number ATI488) is an individual licensed by the Hong Kong SFC. First licensed on 2009-09-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerSC Lowy Asset Management (HK) Limited
Responsible OfficerSC Lowy Financial (HK) Limited
Responsible OfficerSC Lowy Securities (HK) Limited

Licence Record (3)

2025-02-19 – present Current
SC Lowy Securities (HK) Limited RO
RA 1
2010-03-12 – present Current
SC Lowy Asset Management (HK) Limited RO
RA 9
2009-09-21 – present Current
SC Lowy Financial (HK) Limited RO
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATI488