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PENG Sam Wen Te

彭文德
CE ATI283Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PENG Sam Wen Te (CE number ATI283) is an individual licensed by the Hong Kong SFC. First licensed on 2012-03-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerF.T.M.F. Distribution Limited
吉富全球投資(香港)有限公司

Licence Record (1)

2012-03-22 – present Current
F.T.M.F. Distribution Limited RO
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATI283