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HONG Shaohuai

洪少懷
CE ATI031Licensed IndividualSFO licence active
Official SFC record

HONG Shaohuai (CE number ATI031) is an individual licensed by the Hong Kong SFC. First licensed on 2009-07-29. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeZhongtai International Asset Management Limited
中泰國際資產管理有限公司

Licence Record (4)

2021-06-25 – present Current
Zhongtai International Asset Management Limited Rep
RA 4 RA 9
2018-07-06 – 2021-05-31
Zhongtai International Securities Limited Rep
RA 4
2011-07-04 – 2013-01-11
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 4
2009-07-29 – 2011-01-01
Kingsway Financial Services Group Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATI031