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WILLIAMS Christopher James

CE ATE599Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WILLIAMS Christopher James (CE number ATE599) is an individual licensed by the Hong Kong SFC. First licensed on 2009-06-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBarrenjoey Asia Limited

Licence Record (2)

2025-03-13 – present Current
Barrenjoey Asia Limited RO
RA 1 RA 4
2009-06-30 – 2019-05-31
UBS Securities Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATE599