Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LIAO Jie

廖杰
CE ATD558Licensed IndividualSFO licence active
Official SFC record

LIAO Jie (CE number ATD558) is an individual licensed by the Hong Kong SFC. First licensed on 2009-09-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (3)

2014-03-05 – present Current
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2010-05-12 – 2013-10-10
Haitong International Securities Company Limited Rep
RA 1 RA 4
2009-09-23 – 2011-11-01
Haitong International Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATD558