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KWOK Ka Yiu

郭家耀
CE ATD334Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Ka Yiu (CE number ATD334) is an individual licensed by the Hong Kong SFC. First licensed on 2009-06-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerShun Loong Securities Company Limited
順隆證券行有限公司
RepresentativeCapital Focus Asset Management Limited
匯駿資產管理有限公司

Licence Record (7)

2020-04-06 – present Current
Capital Focus Asset Management Limited Rep
RA 9
2017-08-15 – present Current
Shun Loong Securities Company Limited RO
RA 1
2016-11-24 – 2017-08-09
Minerva Asset Global Investment Capital Limited Rep
RA 9
2015-02-26 – 2017-08-09
Minerva Holding Financial Securities Limited RO
RA 1
2014-10-30 – 2015-02-26
Minerva Holding Financial Securities Limited Rep
RA 1
2011-01-03 – 2014-10-30
China Demeter Securities Limited Rep
RA 1
2009-06-16 – 2011-01-01
Ho Fung Shares Investment Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATD334