LEUNG Lok Fai

梁樂暉

CE ATD022Licensed IndividualSFO licence active

LEUNG Lok Fai (CE number ATD022) is an individual licensed by the Hong Kong SFC. First licensed on 2009-07-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
Representative	Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司

Licence Record (14)

2022-01-27 – present Current

Goldman Sachs (Asia) L.L.C. Rep

RA 1 RA 4

2022-01-27 – present Current

Goldman Sachs (Asia) Securities Limited Rep

RA 2

2021-10-05 – 2021-12-31

Neo-Criterion Capital Limited Rep

RA 9

2016-08-15 – 2021-09-23

TBP Investment Advisory (HK) Limited Rep

RA 9

2015-05-04 – 2016-06-30

Formax Securities Limited Rep

RA 1 RA 2

2015-02-11 – 2015-04-08

CLC Securities Limited Rep

RA 1

2015-02-11 – 2015-04-08

CLC Futures Limited Rep

RA 2

2012-11-08 – 2015-01-30

Soochow Securities International Brokerage Limited Rep

RA 1

2012-11-08 – 2015-01-30

Soochow Securities International Futures Limited Rep

RA 2

2012-06-21 – 2012-10-20

CITIC Securities Brokerage (HK) Limited Rep

RA 1

2012-06-21 – 2012-10-20

CITIC Securities Futures (HK) Limited Rep

RA 2

2010-06-29 – 2012-06-16

Okachi Investments (HK) Company Limited Rep

RA 1

2010-06-29 – 2012-06-16

Okachi (Hong Kong) Company Limited Rep

RA 2

2009-07-03 – 2010-05-20

CASH Wealth Management Limited Rep

RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATD022