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CHEN Kim Ching

陳錦清
CE ATC745Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Kim Ching (CE number ATC745) is an individual licensed by the Hong Kong SFC. First licensed on 2009-06-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerVMI Securities Limited
創市証劵有限公司

Licence Record (9)

2022-03-21 – present Current
VMI Securities Limited RO
RA 1
2021-05-03 – 2022-03-17
Ruibang Securities Limited RO
RA 1 RA 4
2019-04-02 – 2021-04-30
Chuenman Securities Limited RO
RA 1 RA 4
2018-09-03 – 2019-03-01
H&Y Securities Company Limited RO
RA 1
2017-10-03 – 2018-07-19
KGI Asia Limited Rep
RA 1
2012-01-12 – 2017-10-02
KGI Asia Limited Rep
RA 1
2012-01-12 – 2018-07-19
KGI Futures (Hong Kong) Limited Rep
RA 2
2009-09-16 – 2012-01-01
Haitong International Futures Limited Rep
RA 2
2009-06-11 – 2012-01-01
Haitong International Securities Company Limited Rep
RA 1 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATC745