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ZHANG Liqun

張立群
CE ATB974Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Liqun (CE number ATB974) is an individual licensed by the Hong Kong SFC. First licensed on 2009-06-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWaterValley Capital Management (HK) Limited
泓谷資本管理(香港)有限公司

Licence Record (3)

2013-07-03 – present Current
WaterValley Capital Management (HK) Limited RO
RA 4 RA 9
2009-11-30 – 2013-05-20
Millennium Capital Management (Hong Kong) Limited Rep
RA 9
2009-06-22 – 2009-07-04
SG Securities (HK) Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATB974