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NAKAGIRI Ryota

中桐良太
CE ASZ121Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NAKAGIRI Ryota (CE number ASZ121) is an individual licensed by the Hong Kong SFC. First licensed on 2009-05-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRed Cliff Asset Management Limited
赤壁資產管理有限公司

Licence Record (2)

2021-06-04 – present Current
Red Cliff Asset Management Limited RO
RA 9
2009-05-19 – 2021-02-26
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASZ121