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WAI Ho Yan

衛可欣
CE ASY745Licensed IndividualSFO licence active
Official SFC record

WAI Ho Yan (CE number ASY745) is an individual licensed by the Hong Kong SFC. First licensed on 2009-05-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (2)

2009-05-15 – present Current
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2 RA 4
2009-05-15 – 2013-08-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASY745