Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEE Kwun Fan, Kelvin

李冠勳
CE ASY378Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Kwun Fan, Kelvin (CE number ASY378) is an individual licensed by the Hong Kong SFC. First licensed on 2009-06-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNittan Securities Asia Limited
溢勝證券亞洲有限公司

Licence Record (8)

2020-08-31 – present Current
Nittan Securities Asia Limited RO
RA 2
2014-01-16 – 2020-08-31
Nittan Securities Asia Limited Rep
RA 1 RA 2
2013-03-13 – 2013-12-13
HSBC Broking Futures (Asia) Limited Rep
RA 2
2013-02-06 – 2013-12-13
HSBC Broking Securities (Asia) Limited Rep
RA 1
2013-02-06 – 2013-12-13
HSBC Broking Forex (Asia) Limited Rep
RA 3
2011-09-27 – 2012-09-30
Nittan Capital Asia Limited Rep
RA 1
2009-11-02 – 2011-04-30
Megabase Futures Company Limited Rep
RA 2
2009-06-17 – 2011-04-30
Megabase Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASY378