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GUO Rongjun

郭榮君
CE ASW836Licensed IndividualSFO licence active
Official SFC record

GUO Rongjun (CE number ASW836) is an individual licensed by the Hong Kong SFC. First licensed on 2010-10-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeZhongtai International Asset Management Limited
中泰國際資產管理有限公司

Licence Record (5)

2019-09-20 – present Current
Zhongtai International Asset Management Limited Rep
RA 4 RA 9
2013-05-10 – 2018-08-03
Taiping Securities (HK) Co Limited Rep
RA 1
2013-05-10 – 2019-05-12
Taiping Assets Management (HK) Company Limited Rep
RA 4 RA 9
2012-07-10 – 2013-04-30
Eastern Marathon Investment Management (Hong Kong) Company Limited Rep
RA 9
2010-10-04 – 2012-06-30
China Shenghai Investment Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASW836